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Commodity broker
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#	Item
131	Study Outlines for the Futures Industry Examinations Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2013-02-13 10:26:15 Financial system Commodity Pool Operator Commodity Futures Trading Commission Commodity Exchange Act Commodity broker Futures contract Commodity pool Commodity trading advisor Commodities market Financial economics Finance
132	117th NGFA Annual Convention Westin St. Francis Hotel San Francisco, CA ONE INDUSTRY – UNITED NGFA Chairman’s Address: Dave Hoogmoed Add to Reading List Source URL: www.ngfa.org Language: English - Date: 2013-06-18 14:34:50 Biology Fodder Sustainable agriculture Faboideae Soybean Futures contract Commodity Futures Trading Commission Commodity broker Conservation Reserve Program Agriculture Food and drink Energy crops
133	Microsoft Word[removed]NGFA Risk Mgmt MF Global Issue Paper _January_ Add to Reading List Source URL: www.ngfa.org Language: English - Date: 2013-06-18 14:34:45 Finance Commodity Futures Trading Commission Investment Futures contract Commodities market Securities Investor Protection Corporation Segregated fund Commodity broker Commodity pool Financial economics European sovereign debt crisis MF Global
134	Futures Commission Merchant Activities Add to Reading List Source URL: www.ots.treas.gov Language: English - Date: 2014-08-03 08:45:29 Futures contract Derivative Hedge Commodity Futures Trading Commission Futures exchange Liquidity risk Commodities market Commodity broker Financial economics Finance Financial system
135	NATIONAL FUTURES ASSOCIATION Legal and Procedural Issues For NFA Arbitrators Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2009-06-22 13:23:30 Finance Financial system Commodity Futures Trading Commission Futures contract Commodity Exchange Act National Futures Association Commodity trading advisor Commodity market Commodity broker Commodities market Financial economics Financial markets
136	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]November 12, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Pro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-13 08:54:17 Finance Broker-dealer Securities Exchange Act Order Futures contract Short Market maker Commodity Futures Modernization Act Net capital rule Financial markets Financial economics Financial system
137	C:rsinnDatamingtQuadtaL-PRT-1~1.XML Add to Reading List Source URL: docs.house.gov Language: English - Date: 2014-06-12 13:13:24 Commodity Futures Trading Commission Finance Commodity Exchange Act Commodity broker SoftQuad Software Futures contract Futures XMetaL Financial economics Financial markets Financial system
138	Guidance FIN-2010-G005 Issued: November 23, 2010 Effective: January 3, 2011 Subject: Add to Reading List Source URL: www.fincen.gov. Language: English - Date: 2010-12-03 09:22:24 Bank Secrecy Act Suspicious activity report Financial markets Financial adviser Commodity Futures Trading Commission U.S. Securities and Exchange Commission Futures contract Financial Crimes Enforcement Network Broker-dealer Financial economics Finance Financial system
139	CTA Form PR Manual (updated as of[removed] Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2014-06-26 15:27:49 Futures contract Finance Commodity broker Business Commodity Pool Operator Commodities market Commodity Futures Trading Commission CTA
140	REGISTRATION OF COMMODITY POOL PROGRAMS Add to Reading List Source URL: www.securities.ok.gov Language: English - Date: 2013-08-13 13:21:24 Finance United States securities law Broker-dealer Fixed income market Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation S-K Financial economics Investment Financial services

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